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Lior Rokach
Oded Maimon
Erez Shmueli Editors
Machine
Learning
for Data Science
Handbook
Data Mining and Knowledge Discovery
Handbook
Third Edition
Machine Learning for Data Science Handbook
Lior Rokach • Oded Maimon • Erez Shmueli
Editors
Third Edition
Editors
Lior Rokach Oded Maimon
Department of Software and Information Department of Industrial Engineering
Systems Engineering Tel Aviv University
Ben-Gurion University of the Negev Ramat Aviv, Israel
Beer-Sheva, Israel
Erez Shmueli
Department of Industrial Engineering
Tel Aviv University
Tel Aviv, Israel
This Springer imprint is published by the registered company Springer Nature Switzerland AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Contents
v
vi Contents
1 Introduction
Since the dawn of the big data age, accumulating and storing data has become
more accessible and inexpensive. Data science is an emerging interdisciplinary
field that combines methods, processes, technologies, and know-how from various
fields, particularly statistics, data mining, machine learning, big data, and busi-
ness intelligence, to address data-driven problems. Data science usually involves
discovering knowledge and actionable insights from data and then applying them
to solve problems in various domains. /textit[Knowledge Discovery in Databases]
(KDD) is another closely related term referring to automatic, exploratory analysis
and modeling of large data repositories. The goal of KDD is to identify novel, useful,
valid, and understandable patterns in large and complex data sets. Data mining
(DM) is an integral part of the KDD process, involving algorithms that explore
data, develop models, and uncover previously unknown patterns in order to make
predictions and understand phenomena that are found in the data sets.
Today’s accessibility and abundance of data make knowledge discovery and data
science matters of considerable importance and necessity. Given the field’s recent
growth, it is not surprising that researchers and practitioners now have a wide range
of methods and tools at their disposal.
While statistics is fundamental for data science, methods originated from artifi-
cial intelligence, particularly machine learning, are also playing a significant role.
O. Maimon · E. Shmueli
Department of Industrial Engineering, Tel-Aviv University, Tel Aviv-Yafo, Israel
e-mail: maimon@tauex.tau.ac.il; shmueli@tauex.tau.ac.il
L. Rokach ()
Department of Software and Information Systems Engineering, Ben-Gurion University of the
Negev, Be’er Sheva, Israel
e-mail: liorrk@bgu.ac.il; liorrk@post.bgu.ac.il
for the right choices for each step and application type. Thus, it is required to
deeply understand the process and the different needs and possibilities in each step.
Taxonomy for the data science methods is helping in this process. It is presented in
the next section.
The process starts with determining the KDD goals and “ends” with the
implementation of the discovered knowledge. As a result, changes would have to
be made in the application domain (such as offering different features to mobile
phone users to reduce churning). Such modification closes the loop, the effects are
then measured on the new data repositories, and the KDD process is relaunched.
Following is a brief description of the nine-step KDD process, starting with a
managerial step:
1. Developing an understanding of the application domain The people in charge
of a KDD project need to understand and define the end-user goals and the
environment in which the knowledge discovery process will take place (including
relevant prior knowledge). As the KDD process proceeds, there may be a revision
and tuning of this step. Having understood the KDD goals, the preprocessing of
the data starts, as defined in the next three steps (note that some of the methods
here are similar to data mining algorithms but are used in the preprocessing
context).
2. Selecting and creating a data set on which we will work. Having defined the
goals, the data used for the knowledge discovery should be determined. This
includes finding out what data are available, obtaining additional necessary
data, and then integrating all the data for the knowledge discovery into one
data set, including the attributes considered for the process. This process is
essential because data mining learns and discovers from the available data. This
4 O. Maimon et al.
is the evidence base for constructing the models. If some crucial attributes are
missing, then the entire study may fail. From the success of the process, it is
good to consider as many as possible attributes at this stage. On the other hand,
collecting, organizing, and operating complex data repositories are expensive,
and there is a tradeoff with the opportunity to understand the phenomena best.
This tradeoff represents an aspect where the interactive and iterative part of the
KDD is taking place. It starts with the best available data set and later expands
and observes the effect in terms of knowledge discovery and modeling.
3. Preprocessing and cleansing. In this stage, data reliability is enhanced. It in-
cludes data clearing, such as handling missing values and removing noise or
outliers. Several methods are explained in the handbook, from doing nothing
to becoming the major part (in terms of time consumed) of a KDD process in
specific projects. It may involve complex statistical methods or specific data
mining algorithms in this context. For example, suppose one suspects that a
particular attribute is not reliable enough or has too much missing data. In that
case, this attribute could become the goal of a data mining supervised algorithm.
A prediction model for this attribute will be developed, and then missing data
can be predicted. The extent to which one pays attention to this level depends
on many factors. Studying these aspects is essential and often reveals insights by
itself regarding enterprise information systems.
4. Data transformation. In this stage, the generation of better data for the data
mining is prepared and developed. Methods here include dimension reduction
(such as feature selection and extraction, and record sampling) and attribute
transformation (such as discretization of numerical attributes and functional
transformation). This step is often crucial for the success of the entire KDD
project, but it is usually very project-specific. For example, in medical ex-
aminations, the quotient of attributes may often be the most important factor
and not each one by itself. In marketing, we may need to consider effects
beyond our control as well as efforts and temporal issues (such as studying
the impact of advertising accumulation). However, even if we do not use the
right transformation initially, we may obtain a surprising effect that hints to us
about the transformation needed (in the next iteration). Thus the KDD process
reflects upon itself and leads to an understanding of the necessary transformation
(like a concise knowledge of an expert in a particular field regarding key leading
indicators). Having completed the above four steps, the following four steps are
related to the data mining part, where the focus is on the algorithmic aspects
employed for each project.
5. Choosing the appropriate data science task. We are now ready to decide on
which type of data science task to perform, for example, classification, re-
gression, or clustering. This mostly depends on the KDD goals and also on
the previous steps. There are two major tasks in data science: prediction and
description. Prediction is often referred to as supervised machine learning
and statistical regression analysis, while descriptive includes exploratory data
analysis, statistical hypothesis testing, unsupervised machine learning, and
visualization aspects. Many data science techniques are based on inductive
Data Science and Knowledge Discovery Using Machine Learning Methods 5
Depending on the main purpose, many methods are used in practice for data
science. Taxonomy is called for to help understand the variety of methods, their
interrelation, and grouping. It is useful to distinguish between two main types of
data science: verification-oriented (the system verifies the user’s hypothesis) and
discovery-oriented (the system finds new rules and patterns autonomously). Figure 2
presents this taxonomy.
Discovery methods are those that automatically identify patterns in the data.
The discovery method branch consists of prediction methods versus description
6 O. Maimon et al.
Data science methods are becoming part of integrated information technology (IT)
software packages. Figure 3 illustrates the three tiers of the decision support aspect
of IT. Starting from the data sources (such as operational databases, semi- and non-
structured data and reports, Internet sites, etc.), the first tier is the data warehouse,
followed by OLAP (On-Line Analytical Processing) servers and concluding with
analysis tools, where data science tools are the most advanced.
The main advantage of the integrated approach is that the preprocessing steps are
much easier and more convenient. Since this part is often the major burden for the
KDD process (and can consume most of the KDD project time), this industry trend
is very important for expanding the use and utilization of data mining. However, the
risk of the integrated IT approach comes from the fact that DM techniques are much
more complex and intricate than OLAP, for example, so the users need to be trained
appropriately.
This handbook shows the variety of strategies, techniques, and evaluation
measurements. We can naively distinguish among three levels of analysis. The
simplest one is achieved by report generators (for example, presenting all claims that
8 O. Maimon et al.
occurred because of a specific cause last year, such as car theft). We then proceed to
OLAP multi-level analysis (for example, presenting the ten towns where there was
the highest increase of vehicle theft in the last month compared to the month before).
Finally, a complex analysis is carried out in discovering the patterns that predict car
thefts in these cities and what might occur if anti -theft devices were installed. The
latter is based on mathematical modeling of the phenomena, where the first two
levels are ways of data aggregation and fast manipulation. This handbook mainly
focuses on the third level of analysis.
{Angelica Rosalba}
Fair and {Becky Emmy }
Dark and
false {Blanche Amory Laura }
true and
{Rowena Rebecca}
tender.
Thackeray's naughty women are "fair and false," his good women
are "dark, and true, and tender".
The novelist's is a "dreadful trade". He has to raise ever new crops
from soil more or less exhausted. Dickens had his "Dombey," his
"Little Dorrit," his "Mutual Friend"; and Thackeray had his
"Virginians," the grandsons of Colonel Esmond, with their
kinswoman, Beatrix Esmond, fallen into an old age of cards, and
rouge and powder. Beatrix, for her beauty's sake, should have been
translated, like the fairest woman of the ancient world, Helen, to the
plain Elysian. We do not want to see her in old age, or to hear her
last wild words, "Mesdames, Je suis la ——" La Reine, the Queen.
"The Virginians" is full of excellent things, wonderful studies of the
later eighteenth century; and Harry is a deal, brave, stupid lad, and
George is a sardonic, melancholy descendant of Colonel Esmond,
and ancestor of "Stunner Warrington" in Pendennis; and Will
Esmond and Chaplain Sampson are worthy of Fielding, but the
author was tired; after "Vanity Fair" he was always tired, and the
book has barren expanses and languors. "'The Virginians,'" he said
to Motley, "is devilish stupid, but at the same time most admirable."
Thackeray's health was worn out; as a change of work he founded,
but soon wearied of editing, "The Cornhill Magazine"; was at his
lowest level in "Lovel the Widower"; was so weary in "Philip" that he
styled the hero "Clive" by inadvertence, though he endowed his
clumsy Philip with one of his best women, Charlotte. He ventured
into melodrama, which he liked, but could not write well; yet his
"Roundabout Papers" show that he was, as an essayist, equal to his
younger self.
His "Denis Duval" seemed to promise a return of his genius, but
Christmas Day, 1863, was a black Christmas, for the author had
died, suddenly and alone, in the night of Christmas Eve.
He had a great faculty of enjoyment, a generous heart sorely tried, a
melancholy that was not causeless: immense kindness and love of
the young, in short the character, in these respects, of Molière and
of Charles Lamb. Let us confess that he was unjust to Becky Sharp
and Beatrix Esmond. But he had a Shakespearean tenderness for his
rogues, and having conceived the draconic design of hanging
Colonel Altamont, he respited that bold adventurer. From boyhood
he had his own originality of style.
In the cultivated town of Highbury
My father kept a circulating library,
are boyish lines of his, and we recognize him even there, beginning
to be what he is in his "Book of Ballads," so various, so merry, so
melancholy, so fresh as they are. Though the influences of the prose
of Queen Anne and of Fielding helped to form his style, it is entirely
his own; with the blended accents of his own humour and pathos,
and harmonies before unheard; exquisite passages of verbal music.
Nathaniel Hawthorne.
The end of all that Greeks and Trojans suffered for Helen's sake was
"that there might be a song in the ears of men of after times". In
the view of the interests of art (and in no other) the end of
Puritanism in New England was to inspire the novels of Nathaniel
Hawthorne (1804-1864). He was more certainly the classical author
of American fiction than either Thackeray or Dickens is in England.
They were prodigal of their genius, giving "as rich men give who
care not for their gifts," or, if you please, as poor men when the
printer's devil is at the door, even as did Sir Walter, who never
thought about "art". But Hawthorne hoarded his inspirations, and
when he used them gave them in the best form which was within his
means. The inspiration was always moral, and usually bizarre. In his
published note-books we see his method; he conceived some
strange situations; over some of these he brooded till the characters
disengaged themselves and lived before his eyes, and worked out
their wyrd under stress of sin and remorse. He thought of the effect
of a sudden homicidal act on a character gay, innocent, and faunlike,
and we have Donatello in "The Marble Faun" (or "Transformation").
He thought of the amour of a Puritan preacher (like Lockhart in
"Adam Blair") and the idea grew into "The Scarlet Letter". He
thought of the beautiful poisonous girl (an old legend) and we have
"Rappacini's Daughter". The Puritan sense of sin, and the old New
England sorrows of the witchcraft trials, and the shadows of the
woods, and the fear of the Indians, among whom Meikle John Gibb
(a Covenanter who went too far even for the Rev. Mr. Cargill) was a
great medicine-man, dwelt in his imagination. He felt acutely, though
not a man of religion, the horrors of the Genevan creed, which did
not make the people who believed in it more unhappy than their
Episcopalian neighbours. They were accustomed to the doctrines
which horrified Hawthorne's contemporaries in America, and, like the
Black Laird of Ormistoun, hanged for Darnley's murder, and richly
deserving to be hanged for his daily misdeeds, they saw their way
out of a doom of eternal fire which Hawthorne supposed them
always to anticipate. Nervousness had not set in, the climate had not
produced its effect on the sturdy Puritans of New England. By
Hawthorne's time the climate had produced its effect, and he
brooded blackly over what his ancestors should have felt—but did
not feel. The Black Laird of Ormistoun had only to convince himself
that he was of the Elect, as he did, and death, to him, meant, as he
said, that he should sup that night in Paradise. Not understanding
this buoyancy of temperament, Hawthorne dwelt on the horrors
which he supposed his ancestors to have fed full of, and, in his
stories, expressed his emotions in terms of imperishable art. Though
he had no theological basis he remained a Puritan. He, to whom
beauty was everything, talked of "the squeamish love of beauty". In
Europe he is said (like an excellent Pope who had tin aprons made
for the classic nude figures of Graeco-Roman sculpture) to have
been horrified by the innocent nudities of ancient art. They had
never seen anything so improper at Salem, Massachusetts, a
decaying seaport where he was born, and lived for fourteen years
after taking his degree at Bowdoin in 1825. Here he wrote short
tales with little acceptance; and he did not till 1849-1854, publish his
best known novels, "The Scarlet Letter," "The House of the Seven
Gables," and (a result of a stay at a peaceful and purely amateur
socialist settlement, Brook Farm) "The Blithedale Romance". His
"Tanglewood Tales," from Greek myths (in which Hermes is called
"Quicksilver") at first repel, for obvious reasons, but, in fact and on
reflection, have much charm, and with Kingsley's "The Heroes"
ought not to be neglected by parents and guardians, but rather
"placed in the hands" of children. Though some amateurs may
prefer "The House of the Seven Gables," haunted as it is by the
blood which chokes the Justice, and a little enlivened by the dusty
humour of Hepzibah, a decayed gentlewoman, and pervaded by the
pretty charm of Phoebe, "The Scarlet Letter" is probably
Hawthorne's masterpiece. It may be, and has been, denied by
specialists that the hectic and craven Rev. Mr. Dimmesdale could
possibly have been the father of the elf-like child Pearl, but these are
"oppositions of science, falsely so called". Hester's avenging husband
may be, in conception, Dickenslike, but the treatment is far from
suggesting Dickens, while the passion of Hester is a masterpiece of
poetical fiction. Knots may be sought and found in any reed of
fictitious narrative, but "The Scarlet Letter" remains, in its human
characters and its dim lights, in its purposeful limitations, and hints
at something unrevealed, a masterpiece of romance written under
classical conditions. "The Marble Faun" (the plot and mystery were
suggested by the murder, by a French duke, of his wife; Miriam is
the British governess in that unholy affair) has noble moments and
passages, and unconsciously reveals what his Note Books publicly
avow, that Hawthorne was terribly ill at ease in Europe, and among
monuments of classic and mediaeval art. He had some scruple about
enjoying them—they were not at all American, and he was rather
bitterly patriotic, one might almost say parochial, in certain moods.
But he had lived for most of his life in Salem, Massachusetts; he
had, for several years, been American consul at Liverpool; he was a
genius of the most exquisite nature, and no more is needed to
explain some acerbities and some misappreciations, while we can all
sympathize with his criticisms of the adiposity of some British
matrons.
Charles Kingsley.
Charles Kingsley (1819-1875) was a novelist "by way of by-work,"
and had intellect and energy which might have found for themselves
other fields; born thirty years earlier he might have distinguished
himself under Wellington or Nelson. But in piping times of peace,
after living the life of an athlete, sportsman, and reading man at
Magdalene, Cambridge, he took holy orders, as Colonel Gardiner
might have done, had he been earlier converted. As Rector of
Eversley in Hampshire, he was an energetic parish priest, and had
opportunities of angling for those uneducated trout which he
commemorates in his pleasant "Chalk Stream Studies," for he was a
born naturalist and observer of nature. The agitation among the
labouring classes in the times of the Chartists awakened him to
social questions and "Christian Socialism"; but as the excitement of
the populace lulled, his interest slackened. The fruits of it were the
novels of "Yeast" and "Alton Locke" (1848, 1850) which well deserve
to be read, and repay the reader. It is almost incredible that
Cambridge crews, in Kingsley's day, rowed in the May week after
wine-parties and much eating of ices; but the sympathy with
"sweated" artisans and the delineation of rural scenes and sports,
are fiery, forcible, and sincere, whatever the truth may be about
Cambridge training at that distant date. In 1853 he produced
"Hypatia," a romance of the pagan girl-philosopher, torn to pieces by
the Christian mob of Alexandria. The advent of Goths who cut up
these beasts is a welcome relief, but the Jew who attempts
humorous philosophy is merely a proof of Kingsley's lack of humour
and an example of his characteristically strenuous efforts to be
humorous. The book is, indeed, a boy's book, and has something in
it, Kingsley's preoccupation with sexual ethics, which is not so
agreeable to reflective seniors. Somewhat of this, with an aggressive
Protestantism, and the sin of "jocking wi' deeficulty," mar the
otherwise delightful romance of "Westward Ho!" the adventures of
Amyas Leigh on the Spanish Main and in tropical forests in the great
days of Elizabethan adventure. Kingsley hates and execrates the
Spaniards. We have ourselves exterminated some savage peoples,
and nearly exterminated others, and have no right to throw the first
stone at the Spanish conquerors in America, odious beyond words as
their dealings with Aztecs and Incas were; while the Privy Council,
under Cecil, could give points in cruelty to the Spanish Inquisition of
the day. But the boy who reads, or ought to read, "Westward Ho!"
has none of these chilling reflections, nor had Kingsley. Taking the
facts as Kingsley saw them, in the old English way, the novel is a
superlatively excellent romance of English virtue and valour; and
there is no doubt as to the valour and the adventurers had no
doubts as to their own virtues. The whole is the work of a poet—for
a poet Kingsley was,—and of a patriot, sympathizing with Drake's
England in the crucial trial whence she emerged a victor. "Where are
the galleons of Spain?"
"Two Years Ago," a novel of the Crimean War, must take its chances
with the historical facts; and, in "Hereward the Wake," the
bloodthirsty hero, despite the glory of his final fight, which rivals that
of the brave Bussy or of Grettir the Strong in the Saga, in places
awakes the smile even of the reflective schoolboy, to whom however,
it may be recommended. "The Water Babies" is not always defective
in humour, and would be excellent as a tale for children were it not
for satire directed at the parents of the period. "The Heroes" initiate
the young into the glories of the romance of Minyans and Minoans,
and can only be spoken of by those who read it in early boyhood
with entire gratitude and the remembrance of delight. Indeed, no
one who has read Kingsley after the age of 16 is a fair critic of an
author who, like R. L. Stevenson, was always at heart a boy; to
appreciate him we must put away grown-up things; while, as to his
verse, his songs and ballads, in "Andromeda" (1858), and even his
hexameters, deserve immortality. He was not fitted for the Chair of
History at Cambridge.
Froude thinks that Kingsley's a divine,
And Kingsley goes to Froude for history,
said the poet. His controversy with Cardinal Newman brought him
into contact with a prettier fighter, and he did not come up to time
against the author of the "Apologia". His essays, especially that on
the Puritan aversion to the Caroline drama, are vigorous, and well
worth reading.
The brother of Charles Kingsley, Henry (1830-1876) either wanted
leisure or lacked care and constructive faculty, but in his earlier
works he displayed high spirits, and kind humour, with a good deal
of skill in drawing character, and an engaging reckless manner. His
most careful book, "Geoffrey Hamlyn," though promising, is not so
dear to its readers as "Ravenshoe," a delightful topsy-turvy romance.
The children in Henry Kingsley's books are especially fascinating.
Here we may briefly advert to two writers who with remarkable
originality of character and outlook as novelists appeal to but small
but devoted audiences. Thomas Love Peacock (1785-1866) was an
almost self-made classical scholar, and a friend of Shelley's. His
contributions to Shelley's biography are those of a rather candid
though intensely admiring friend. His novels, from the early
"Headlong Hall" and "Melincourt," and "Nightmare Abbey," to "Gryll
Grange," at the end of his career, are not so much romances as
discursive and satirical studies of, and dialogues about,
contemporary society, opinion, and taste. Some of the characters are
drawn, in part, from real personages, for example, from Shelley
himself. The wit which Shelley called so keen, occasionally yields
place to somewhat florid burlesque. The interest of Peacock is partly
that which we feel in his own character and satiric views of life;
partly it is historical.
George Borrow (1803-1881), a Norfolk man, who in childhood had
followed his father's regiment as Sterne had done, can be best
estimated by a study of his "Lavengro," really a sort of
autobiography. Here he paints himself as a genius in the study of
many languages, a friend of gypsies and their fellow-wanderer; an
expert in the art of boxing, and altogether as a character equally
vigorous and eccentric, and a sturdy Low Churchman who hates
Papists, snobs, and Sir Walter Scott. Whether on the moors with the
Viper-catcher; or at horse-fairs with jockeys and thimble-riggers; or
as the hack of a niggardly publisher; or fighting the Flaming Tinman
under the eyes of the lovely but unconvincing Isopel Berners,
Borrow is always the strong, wild, tameless heroic figure. As an
agent for the Bible Society in Spain he was in a place which suited
his genius, and his "The Bible in Spain" is at least as romantic as
evangelical. "The Romany Rye" is of the same fantastically
autobiographical form as "Lavengro"; brilliantly capricious and
picturesque. Other books are "The Gypsies in Spain," and "Wild
Wales". Borrow plumed himself much on his wide range of
philological learning, from Welsh to Manchu, but the strict modern
science does not regard him as a very great scholar. There are dull
stagnant places in his books, and there are passages aflame with
genius.
Mrs. Oliphant (Mary Margaret Wilson (1828-1897)) was a woman of
letters who heroically undertook incessant labour for the sake of
others who were dependent on her pen. Consequently her gifts were
diluted, and she must always be best known for the novels styled
"The Chronicles of Carlingford," which are remarkable for their placid
unstrained humour. More than once she displayed a very unusual
power of dealing with the supernatural, especially in "A Beleaguered
City," and "Old Lady Mary". In these pieces her manner is unique for
tenderness and sympathy. In her historical biographies, as of Molière
and Jeanne d'Arc, she suffered from want of strict training, and if
she found a good thing of apocryphal source, inserted it on its
literary merits. Her work on the publishing "House of Blackwood" is
valuable to the student of literature and literary lives in the days of
Wilson and Lockhart. Few who have written so much have written so
well.
Wilkie Collins (1824-1889), a close associate of Dickens, was an
assiduous professional novelist, who strenuously did his best and
achieved two or three immense popular successes. His main
strength lay in the construction of plots which powerfully excited
curiosity, as in "The Woman in White," "No Name," and "The
Moonstone"; the former was apparently suggested by the mystery of
a French law suit, which dragged on from before the Revolution to
the reign of Louis Philippe. The central puzzle, a question of identity,
never was solved. Collins did his best to create characters, as well as
to tell stories, but his humour was laboured (Captain Wragge is his
chief success), and he shared with Dickens the mannerism of
constantly dwelling on the tricks and hobbies of his people. For a
long and warm appreciation of Collins, Mr. Swinburne's essay may be
consulted. The work of his later years and overtasked fancy, such as
"Poor Miss Finch" and "The Haunted Hotel," may be neglected; some
of his short stories are good.
Popular novelists were Major Whyte-Melville, best in tales of sport
and the affections, but ranging all fields from ancient Assyria to "The
Queen's Maries"; George Lawrence, the author of that joy of
boyhood, "Guy Livingstone," "Sword and Gown," and other tales
military and sporting. He was the intellectual father of "Ouida" (Miss
de la Ramée) with her magnificent guardsmen, and innocent
descriptions of racing and of field sports. She was for long very
prolific and very popular, she lashed the vices of society, and was the
constant friend of animals. Gorgeous is the epithet that may be
applied to her style, and humour did not enter into her genius, which
may be called "heroic" in the manner of the seventeenth century
tragedies.
James Payn, on the other hand, had almost too much humour for
the purposes of a novelist, accompanied by the most delightful high
spirits. These would have interfered with the success of his novels,
from "Lost Sir Massingberd" onwards, in which he provided the
public with highly wrought melodramas,—the style of the serious
characters being "heroic" in a high degree,—had the public
perceived that he was laughing in his sleeve. But his domestic
sentiment, and his spirited heroes and heroines, carried the serious
reader on, while light-hearted readers were convulsed with laughter.
His best novels proper are perhaps "By Proxy" and "Halves". He was
one of the best and kindest of men, and most hospitable, as editor
of "The Cornhill Magazine," to the work of younger authors, such as
Mr. Stanley Weyman and R. L. Stevenson. The "John Inglesant" of
Mr. Shorthouse, a dignified and thoughtful novel of the Great
Rebellion, which had a resonant success, Mr. Payn declined when it
came before him in manuscript; he also took no pleasure in the
works of Æschylus.
George Meredith.
George Meredith, novelist and poet, was, in his literary fortunes, a
somewhat mysterious power; a somewhat thwarted force. His early
novels, the comic Oriental tale of "The Shaving of Shagpat," "The
Ordeal of Richard Feverel," "Evan Harrington," "Rhoda Fleming,"
were full of humour, wit, pathos, the charm of Love's young dream;
were peopled by delightful heroines, whose heroes were
appropriate, brave, and not too staid. Rose Jocelyn, Lucy, the
Countess, the dark Rhoda Fleming, the beautiful hapless Dahlia,
certainly very young readers in those old days of the early' sixties
were in love with them—thought the aphorisms of "The Pilgrim's
Scrip" the acme of witty wisdom; rejoiced in Mrs. Berry as in the
Nurse of Julia, delighted in the hypochondriac Hippy, and in Adrian,
the Wise Young Man; nearly shed tears over Clare Doria Forey, who
let concealment, like the worm i' the bud, feed on her damask
cheek; admired the Glorious Mel; laughed sympathetically over
Algernon, the Young Fool, and his Derby day, and generally were a
most favourable public. But the general public was unfavourable.
Meredith's "Evan Harrington" nearly ruined "Once a Week,"—even
aided by Charles Keene's designs it was a failure; and the editor had
to call in Shirley Brooks, with "The Silver Cord," which no man
remembereth, perhaps, except him who writes. Those early novels
were not obscure, even to the reading boy; the wit was net too
subtle and alembicated, or too profuse; the humour was English—
beer and cricket were provided—there was pathos, comedy,
character in abundance, but the novels did not appeal to that happy
reading public which had still Thackeray and Dickens; and George
Eliot for the thoughtful, and Miss Braddon, in the full flush of her
early genius, for all who liked a plain tale well told, a humorous
melodrama (such as "The Doctor's Wife"); or while Mrs. Henry Wood
poured forth romances that deans and princes and everybody could
appreciate. It is said to be a fact that Her Majesty Queen Victoria
took pleasure in Mrs. Wood's novels; and it is quite certain that
another lady, believed by many to be the great granddaughter of
Charles III. (better known as Prince Charlie) shared the royal taste.
Possibly this competition caused Meredith's grace to be hid; possibly,
curious as it may seem, he was best appreciated by readers in
extreme youth. This is probably the truth, for, in much later years,
the writer has seen quite unaffected young girls absorbed in "The
Egoist" or "Diana of the Crossways," while he, after gallant efforts,
was defeated by both in a very early round, tripped up on every
page by the Leg of Sir Wilfrid, the Egoist. Too much seemed to be
made of that limb. But with "The Egoist," which is doubtless a
triumph in wit and knowledge of human nature (as such it was
rapturously hailed by R. L. Stevenson), Meredith's fortunes turned.
The enthusiasm of young critics at last communicated itself to the
more cultured public, and to the public which wished to seem
cultured, a lucrative circle. It was like the success of Mr. Browning,
which came so many years after "Men and Women". People then
turned back on Meredith's early novels, and discovered the manifold
virtues which had been overlooked by contemporaries. They who
had been boys in the 'sixties might think that by the 'eighties an
over-excessive straining after wit and epigram, and a subtlety which
was too near neighbour to obscurity, with a mannerism of style too
precious and too easily imitable, had overtaken the Master. The truth
may be that age had dulled the wits of these critics; that they had
lost wit and zest. To them the English prose of "One of Our
Conquerors" seemed darkling and decadent, and in "The Amazing
Marriage" the baby was the most astonishing element. Whether they
were in the right or in the wrong, the admiration of Meredith, like
the admiration of FitzGerald's "Omar Khayyám," had become, not
only a "cult" (it had already, as in Omar's case, been a cult with the
few), but a cult with mysteries open to what Coleridge did not love,
"the reading public". Be it as it may, the Master came to his own, as
a novelist who to wit, fancy, humour, and power of creating
characters, added the still rarer qualities of a true though decidedly
difficult poet.
Anthony Trollope.
"The pace is too good" in the world of novel-writing and of novel
readers to inquire deeply into the characteristics of the genius of
Anthony Trollope, who was born in the year of Waterloo, held a
place in the Post Office, pursued the fox; knew much of many sides
of life in London, and much of a cathedral town, but did not make a
great impression on public taste till, in 1855, he began his series of
tales of Barchester. The Bishop, Dr. Proudie, his termagant wife, his
chaplain, his Archdeacon Grantley, with the loves and marriages of
their children, and the ecclesiastical politics of the age, were the
farrago libelli. Trollope had a good deal of humour, his heroines, Lily
Dale and Lucy Robartes and the rest were, in various degrees, "nice
girls," his political characters and Dukes were of their date; he was
extremely fluent; and he stamped his own ideas of his art and of the
true method of composition on his brief life of Thackeray.[1]
People who have read Trollope will probably bear witness that many
of his characters live in memory, and are friendly inmates of her cell.
This can scarcely be said of the characters of Lytton, for example,
and in his power of creating characters Trollope comes before any
novelist of his own rank, and of his now neglected age. It would be
easy to write a long catalogue of Trollope's memorable people,
mainly, but by no means solely, dwellers in Barchester. The
Grantleys, the Proudies, Bertie Stanhope and his sister, "the last of
the Neros," the Crawleys (not of Queen's Crawley) Adolphus Crosby,
Johnny Eames, Amelia Roper, "Planty Pal" (so justly driven back to
the path of virtue by Griselda), Mr. Slope, these are only a few of his
creations. With this creative gift, Trollope, though not refined, or
"daring," or emancipated, or passionate, has a claim to be
remembered; and the right readers will still find in his works
abundance of entertainment.
George Eliot.
In 1857 "Blackwood's Magazine," always notable for discovering
good new hands, began to publish "Scenes from Clerical Life," which
at once attracted notice by their humour, tenderness, and quiet
accomplished style. Were they by a man or a woman? Dickens voted
that "George Eliot" was a woman; he was right. She was Miss Mary
Ann Evans, born in Warwickshire in 1819. Familiar from childhood
with the rural characters whom she drew so admirably (perhaps this
art was her true forte, in other fields her humour was inconspicuous
or absent), she went to London, associated with advanced
philosophers, such as Mr. Herbert Spencer, changed her theological
views and made her home with George Henry Lewes, author of a
"Life of Goethe," and of a surprising "History of Philosophy". He was
a married man, separated from his wife with no chance of a divorce,
and he was the constant mentor of the new novelist, though his own
essays in the art of fiction were absolute failures. In 1859 George
Eliot made a very great success with "Adam Bede," which, to the
merits of her "Scenes from Clerical Life", added a plot and a story of
a not heartless seducer who fights and is knocked out of time by a
hardy carpenter, his rival, the hero. The little victim, Hetty, is like a
more heartless Effie Deans, and her crime, not committed by poor
Effie, caused many sympathetic tears. The Jeanie Deans of the story
is a female preacher, with considerable strength of character. "The
Mill on the Floss," which followed, is excellent in the humorous parts,
and the heroine, Maggie Tulliver, is delightful as a child, less
interesting when she falls in love with a distasteful admirer. "Silas
Marner," a much shorter is perhaps a still better tale, and marks the
central period of the author's genius. In "Romola" (1863), a story of
the Florentine Renaissance, the author was out of the environment
which she knew, and was thought to be too moral and didactic. In
"Middlemarch" her heroes were, to men, distasteful, and they
preferred her pretty to her noble heroine, while Mr. Casaubon, of the
"Key to All Mythologies," was held to be too closely studied from the
life. "Daniel Deronda" was very long, and a kind of scientific jargon
had been taking the place of the old rustic humours. Moreover
people felt that they were being preached at, and Mr. Swinburne,
contrasting Charlotte Brontë with George Eliot, helped to turn the
tide from worship of the living to adoration of the dead woman of
genius. George Eliot (Mrs. Cross after Lewes's death, and her own
marriage to Mr. Cross in 1880) wrote no more than a book of
reflections, "The Opinions of Theophrastus Such". She died in 1880.
"Culture," which had exaggerated her merits, began unjustly to
disparage them. To understand the injustice it is only necessary to
read her books written before "Romola". There has been no better
novelist since the death of Dickens.
Minor Novelists.
Among other novelists not hitherto named, the author of Charlotte
Brontë's biography, Mrs. Gaskell (née Stevenson) was born at
Chelsea, but lived and married in Manchester, and in 1848 rendered
the life of a manufacturing population, with their strikes and grimy
lives, then a new theme for fiction, in her story of "Mary Barton"
(1848). Her "Cranford" (1853), in a very different field, pictures the
placid existence of maiden ladies in a quiet village. Her "Sylvia's
Lovers," "North and South," and her delightful (unfinished) "Wives
and Daughters" (1866) (the author died in 1865), all deservedly hold
their place among the classics of our fiction.
With them "a little clan" would place novels unjustly forgotten, "The
School for Fathers," by Talbot Gwynne, and "The Initials," by the
Baroness Tautphœus.
Charles Reade (1814-1884) was a very prominent and emphatic
character of his age, a kind of Lawrence Boythorn, engaged in fiction
and the drama. He was a Fellow of Magdalen, Oxford, a barrister
who did not practise, a philanthropist, some of whose novels had a
purpose, a combatant whose lance was ever in rest, and as kind and
generous as he was pugnacious. For a thoroughly appreciative study
of Reade a characteristic essay by Mr. Swinburne should be read. His
"Never too Late to Mend," a study, very painful, of the torture of
prisoners in jails, and a much more pleasant picture of adventurous
life in Australia (Jacky, the black fellow, is a jewel), was most
successful (1856), and some reckon "The Cloister and the Hearth," a
moving romance of latest mediaeval life in Germany and Italy, a
masterpiece of historical fiction. The tone is perhaps too modern and
certainly too "robustious". "Peg Woffington" (1852) is perhaps really
better as a historical tale. "Griffith Gaunt" and "A Terrible
Temptation," with "Foul Play" and "The Wandering Heir" (the
claimant in the great Annesley case of 1743) have but few to praise
them, and the last mentioned is too manifestly made up of the
materials in the never-decided law case; itself stranger than fiction,
but destitute of a single sympathetic character.
Space affords room for no more than a grateful mention of Mr.
William Black, whose pictures of Scottish characters, sport, and
landscape gave much pleasure to his contemporaries; and of Sir
Walter Besant whose gift of humour in character and incident was
combined, on occasion, with a singular power of fantasy, while his
"Dorothy Forster," a tale of the Rising of 1715, is probably the best
historical romance of that period after "Rob Roy".
CHAPTER XXXVII.
HISTORIANS.
Thomas Carlyle.
Carlyle (1795-1881), with Burns, Knox, and Scott, is the chief
representative in letters of "the good and the not so good" (in his
own words applied to Sir Walter) of the Scottish character. Unlike the
other three, Carlyle was "thrawn," a word not easily translated, but
implying a certain twist, or perversion, towards the whole nature of
things. The apostle of silence was the most voluble of mortals; the
peasant stoic felt the pain of the pea beneath a heap of mattresses
as keenly as the delicate princess of the fairy tale.
Carlyle was first of all a Scottish humorist; that peculiar humour of
which Southrons deny the existence underlay the fateful gloom of
the philosopher and historian who beheld his country "shooting
Niagara," who saw that society was rotten and doomed, and who
found no remedy except in the arrival of a Cromwell or a Frederick.
He "praised the keen unscrupulous force" of such heroes: though he
did not use the term "superman," he believed in the idea. It is quite
certain that he had great tenderness and friendliness; his affection
for Lockhart, so unlike him superficially (though Lockhart, too, was
tender, melancholy, and "thrawn") is really touching. Carlyle had "our
Scottish kindness," in Knox's phrase, that is attachment to kin and
clan. Even in his dourest moods of personal invective his bark was