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Brief Contents
World Map
Regional and Country Coverage
Preface
About the Authors
PART I A FRAMEWORK FOR UNDERSTANDING
COMPARATIVE POLITICS
CHAPTER 1. INTRODUCTION
CHAPTER 2. THE MODERN STATE
CHAPTER 3. STATES, CITIZENS, AND REGIMES
CHAPTER 4. STATES AND IDENTITY
PART II POLITICAL SYSTEMS AND HOW THEY WORK
CHAPTER 5. GOVERNING INSTITUTIONS IN
DEMOCRACIES
CHAPTER 6. INSTITUTIONS OF PARTICIPATION AND
REPRESENTATION IN DEMOCRACIES
CHAPTER 7. CONTENTIOUS POLITICS: SOCIAL
MOVEMENTS, POLITICAL VIOLENCE, AND
REVOLUTION
CHAPTER 8. AUTHORITARIAN INSTITUTIONS
CHAPTER 9. REGIME CHANGE
PART III POLITICAL ECONOMY AND POLICY
CHAPTER 10. POLITICAL ECONOMY OF WEALTH
CHAPTER 11. POLITICAL ECONOMY OF DEVELOPMENT
CHAPTER 12. PUBLIC POLICIES WHEN MARKETS FAIL:
WELFARE, HEALTH, AND THE ENVIRONMENT
Glossary
Index
8
Detailed Contents
World Map
Regional and Country Coverage
Preface
About the Authors
PART I A FRAMEWORK FOR UNDERSTANDING
COMPARATIVE POLITICS
CHAPTER 1. INTRODUCTION
The Big Issues
Comparative Politics: What Is It? Why Study It? How to
Study It?
Three Key Questions in Comparative Politics
What Explains Political Behavior?
Who Rules?
Where and Why?
Plan of the Book
Key Concepts
Works Cited
Resources for Further Study
Web Resources
CHAPTER 2. THE MODERN STATE
Characteristics of the Modern State
Historical Origins of Modern States
Strong, Weak, and Failed States
Case Studies of State Formation
The Strongest States
Case Study: Germany: The First Modern Welfare State
Case Study: United Kingdom: The Long Evolution of a
Strong State
Case Study: The United States: A Consciously Crafted
State
Case Study: Japan: Determined Sovereignty
Moderately Strong States
Case Study: Brazil: A Moderately Strong, and Now
Legitimate, Modern State
Case Study: Mexico: Challenges to Internal Sovereignty
Case Study: China: Economic Legitimacy over Political
Reform
9
Case Study: India: Enduring Democracy in a Moderately
Weak State
Case Study: Russia: Strong External Sovereignty with
Weak Rule of Law
The Weakest States
Case Study: Iran: Claiming Legitimacy via Theocracy
Case Study: Nigeria: An Extremely Weak State
Conclusion
Key Concepts
Works Cited
Resources for Further Study
Web Resources
CHAPTER 3. STATES, CITIZENS, AND REGIMES
Citizens and Civil Society
Regimes, Ideologies, and Citizens
Liberal Democracy
Case Study: United Kingdom: “Cradle of Democracy”
Communism
Case Study: Russia: The First Self-Proclaimed Communist
Regime
Fascism
Case Study: Germany: Rise of the Nazi Party and a
Totalitarian State
Modernizing Authoritarianism
Case Study: Brazil: A Modernizing Authoritarian Regime
in Military Form, 1964–1985
Personalist Regimes
Case Study: Nigeria: A Personalist Regime in Uniform,
1993–1998
Electoral Authoritarianism
Case Study: Mexico: Electoral Authoritarianism under the
PRI
Theocracy
Case Study: The Islamic Republic of Iran: Theocratic State,
1979–
Conclusion
Key Concepts
Works Cited
Resources for Further Study
Web Resources
CHAPTER 4. STATES AND IDENTITY
10
Understanding Identity
The Policy Debate
The Demands of Identity Groups
Arguments for Group Rights and Recognition
Arguments against Group Rights
Nations and Nationalism
Case Study: Nationalism in Germany
Ethnicity
Case Study: The Evolving Role of Ethnicity in Nigeria
Race
Case Study: Racial Politics in the United States
Religion: Recognition, Autonomy, and the Secular State
Religion as Group Identity
State Response to Religion: Differing Forms of
Secularism
Case Study: India: Secularism in a Religious and
Religiously Plural Society
Gender and Sexual Orientation: The Continuing Struggle
for Recognition, Social Status, and Representation
Debating Goals
Objectives and Outcomes
Case Study: Iran: Women’s Social Gains, Political and
Cultural Restrictions, and Islamic Feminism
Case Study: Brazil: LGBT Rights in a New Democracy
Conclusion
Key Concepts
Works Cited
Resources for Further Study
Web Resources
PART II POLITICAL SYSTEMS AND HOW THEY WORK
CHAPTER 5. GOVERNING INSTItUTIONS IN
DEMOCRACIES
Executives and Legislatures
Parliamentarism: The Westminster Model
Case Study: Parliamentary Rule in Britain and India
Presidential Systems: The Separation of Powers
Case Study: Presidentialism in the United States and Brazil
Semipresidentialism: The Hybrid Compromise
Case Study: Russia: Semipresidentialism in a New
Democracy with Weak Institutions
Comparing Executive-Legislative Institutions
11
Accountability
Policymaking
Stability
Judiciary
Judicial Review and the “Judicialization” of Politics
Judicial Independence and Institutional Strength
Case Study: The Judiciary: Brazil
Bureaucracy
Bureaucracy and Corruption
Case Study: Bureaucratic Control and Corruption: Japan
Federalism
Why Countries Adopt Federalism
Federalism and Accountability
Federalism and Minority Rights
Trends in Federalism
Case Study: Federalism: Mexico, India, and Russia
Conclusion
Key Concepts
Works Cited
Resources for Further Study
Web Resources
CHAPTER 6. INSTITUTIONS OF PARTICIPATION AND
REPRESENTATION IN DEMOCRACIES
The Electoral System
Single-Member Districts: “First-Past-the-Post” and
Majoritarian Voting
Proportional Representation
Mixed, or Semiproportional, Systems
Formal Institutions: Political Parties and Party Systems
Political Parties
Party Systems
Civil Society
Government–Interest Group Interaction: Two Models
Case Studies in Participation and Representation
Case Study: The United Kingdom: SMD/FPTP, Two
Parties, and Pluralism
Case Study: Germany: Two-and-a-Half-Party System and
Neocorporatism under Threat
Case Study: Japan: From Dominant-Party to Two-Party
System?
Case Study: India: From Dominant-Party to Multiparty
12
Democracy
Case Study: Brazil: Parties and Civil Society in a Young
Democracy
Conclusion
Key Concepts
Works Cited
Resources for Further Study
Web Resources
CHAPTER 7. CONTENTIOUS POLITICS: SOCIAL
MOVEMENTS, POLITICAL VIOLENCE, AND
REVOLUTION
Framing Contentious Politics
Why Contentious Politics Happen
How Contentious Politics Happen
Case Study: The United States: Reacting to Economic
Decline—Occupy and the Tea Party
Political Violence
Theories of Political Violence
Civil War
Terrorism
Case Study: Mexico: The Zapatista Rebellion
Case Study: Nigeria: Boko Haram and Terrorism
Revolution
Types of Revolution
Why Do Revolutions Happen?
Case Study: Revolution: China and Iran
Conclusion
Key Concepts
Works Cited
Resources for Further Study
Web Resources
CHAPTER 8. AUTHORITARIAN INSTITUTIONS
Authoritarian Rule around the World
Governing Institutions in Authoritarian Regimes
The Problem of Succession
Case Study: China: From Communist to Modernizing
Authoritarian Rule
Case Study: Russia: Creating an Electoral Authoritarian
Regime
Case Study: Iran: A Theocratic, Electoral Authoritarian
Regime
13
Elections, Parties, and Civil Society in Authoritarian
Regimes
Elections and Parties
Civil Society
Clientelism
Case Study: China: Growing Participation but Not
Democracy
Case Study: Russia: Weak Opposition in an Electoral
Authoritarian Regime
Case Study: Iran: From Participation and Reform to
Renewed Repression
Conclusion
Key Concepts
Works Cited
Resources for Further Study
Web Resources
CHAPTER 9. REGIME CHANGE
The Military in Politics: Coups d’État
Why Do Military Coups Happen?
What Are the Results of Coups?
Case Study: Comparing Coups: Brazil and Nigeria
Revolution
Democratization
Transitions to Democracy
Explaining Democratization, Consolidation, and
Breakdown
Case Study: Mexico: Transition from an Electoral
Authoritarian Regime
Case Study: Russia: Transition to an Electoral Authoritarian
Regime
Case Study: Nigeria: Neopatrimonial Transition
Conclusion
Key Concepts
Works Cited
Resources for Further Study
Web Resources
PART III POLITICAL ECONOMY AND POLICY
CHAPTER 10. POLITICAL ECONOMY OF WEALTH
The Market, Capitalism, and the State
Capitalism
Essential Roles
14
Beneficial Roles
Politically Generated Roles
Key Economic Debates
Keynesianism
Neoliberalism
Keynesianism versus Neoliberalism: An Ongoing
Debate
Types of Capitalist Economies
Liberal Market Economies (LMEs)
Coordinated Market Economies (CMEs)
Globalization: A New World Order, or Déjà Vu All Over
Again?
A Brave New World?
Causes of Globalization
Political Responses to Globalization
Globalization and the European Union
State Responses to Globalization
States and Markets around the World
Case Study: The United States: The Free-Market Model
Case Study: United Kingdom: Radical Reform in a Liberal
Market Economy
Case Study: Germany: Struggling to Reform a Coordinated
Market Economy
Case Study: Japan: The Developmental State and Its Crisis
Conclusion
Key Concepts
Works Cited
Resources for Further Study
Web Resources
CHAPTER 11. POLITICAL ECONOMY OF DEVELOPment
What Is “Development”?
Development and Globalization
The Development Debate
Regime Type and Development Success
Case Studies in Development
Case Study: Mexico: From Protectionism to Neoliberalism
Case Study: China: An Emerging Powerhouse
Case Study: India: Development and Democracy
Case Study: Iran: Struggling with the Blessings of Oil
Case Study: Nigeria: A Weak State, Oil, and Corruption
Conclusion
15
Key Concepts
Works Cited
Resources for Further Study
Web Resources
CHAPTER 12. PUBLIC POLICIES WHEN MARKETS FAIL:
WELFARE, HEALTH, AND THE ENVIRONMENT
“Welfare”: Social Policy in Comparative Perspective
Types of Social Policy
Types of Welfare States
Explaining the Development and Evolution of Welfare
States
Comparing Welfare States
Social Policy in the Global South
Case Study: Germany: Reforming the Christian Democratic
Welfare State
Case Study: The United States: Reforming the Liberal
Welfare State
Case Study: Brazil: Starting a Welfare State in a
Developing Economy
Health Care and Health Policy
Health Care and Market Failure
Health Care Systems
Common Problems
Case Study: Germany: Pioneer of Modern Health Policy
Case Study: United Kingdom: Reforming the NHS
Case Study: U.S. Health Policy: Trials and Tribulations of
the Market Model
Environmental Problems and Policy
The Environment and Market Failure
Risk and Uncertainty
Policy Options
Climate Change
Case Study: The United States: Pioneer That Lost Its Way?
Case Study: China: Searching for Sustainable Development
Conclusion
Key Concepts
Works Cited
Resources for Further Study
Web Resources
Glossary
Index
16
Regional and Country Coverage
Africa
Nigeria: An Extremely Weak State 90
Nigeria: A Personalist Regime in Uniform, 1993–1998 129
The Evolving Role of Ethnicity in Nigeria 166
Nigeria: Boko Haram and Terrorism 390
Comparing Coups: Brazil and Nigeria 477
Nigeria: Neopatrimonial Transition 508
Nigeria: A Weak State, Oil, and Corruption 624
Americas
The United States: A Consciously Crafted State 65
Brazil: A Moderately Strong, and Now Legitimate, Modern State 71
Mexico: Challenges to Internal Sovereignty 74
Brazil: A Modernizing Authoritarian Regime in Military Form, 1964–
1985 126
Mexico: Electoral Authoritarianism under the PRI 133
Racial Politics in the United States 171
Brazil: LGBT Rights in a New Democracy 204
Presidentialism in the United States and Brazil 231
The Judiciary: Brazil 251
Federalism: Mexico, India, and Russia 268
Brazil: Parties and Civil Society in a Young Democracy 344
Americas
The United States: Reacting to Economic Decline—Occupy and the
Tea Party 370
Mexico: The Zapatista Rebellion 386
Comparing Coups: Brazil and Nigeria 477
Mexico: Transition from an Electoral Authoritarian Regime 498
The United States: The Free-Market Model 553
Mexico: From Protectionism to Neoliberalism 605
The United States: Reforming the Liberal Welfare State 653
Brazil: Starting a Welfare State in a Developing Economy 657
U.S. Health Policy: Trials and Tribulations of the Market Model 673
The United States: Pioneer That Losts9781506375489.i3622 Its Way?
688
Asia
Japan: Determined Sovereignty 68
China: Economic Legitimacy over Political Reform. 77
17
India: Enduring Democracy in a Moderately Weak State 81
Russia: Strong External Sovereignty with Weak Rule of Law 84
Russia: The First Self-Proclaimed Communist Regime 115
India: Secularism in a Religious and Religiously Plural Society 184
Parliamentary Rule in Britain and India 223
Russia: Semipresidentialism in a New Democracy with Weak
Institutions 240
Bureaucratic Control and Corruption: Japan 260
Federalism: Mexico, India, and Russia 268
Japan: From Dominant-Party to Two-Party System? 332
India: From Dominant-Party to Multiparty Democracy 339
Revolution: China and Iran 339
China: From Communist to Modernizing Authoritarian Rule 421
Russia: Creating an Electoral Authoritarian Regime 429
China: Growing Participation but Not Democracy 445
Russia: Weak Opposition in an Electoral Authoritarian Regime 452
Russia: Transition to an Electoral Authoritarian Regime 503
Japan: The Developmental State and Its Crisis 571
China: An Emerging Powerhouse 611
India: Development and Democracy 617
China: Searching for Sustainable Development 692
EUROPE
Germany: The First Modern Welfare State 59
United Kingdom: The Long Evolution of a Strong State 62
Russia: Strong External Sovereignty with Weak Rule of Law 84
United Kingdom: “Cradle of Democracy” 110
Russia: The First Self-Proclaimed Communist Regime 115
Germany: Rise of the Nazi Party and a Totalitarian State 120
Nationalism in Germany 161
Parliamentary Rule in Britain and India 223
Russia: Semipresidentialism in a New Democracy with Weak
Institutions 240
Federalism: Mexico, India, and Russia 268
United Kingdom: SMD/FPTP, Two Parties, and Pluralism 320
Germany: Two-and-a-Half-Party System and Neocorporatism under
Threat 326
Russia: Creating an Electoral Authoritarian Regime 429
Russia: Weak Opposition in an Electoral Authoritarian Regime 452
Russia: Transition to an Electoral Authoritarian Regime 503
United Kingdom: Radical Reform in a Liberal Market Economy 560
Germany: Struggling to Reform a Coordinated Market Economy 564
18
Germany: Reforming the Christian Democratic Welfare State 650
Germany: Pioneer of Modern Health Policy 666
United Kingdom: Reforming the NHS 670
MIDDLE EAST
Iran: Claiming Legitimacy via Theocracy 87
The Islamic Republic of Iran: Theocratic State, 1979– 139
Iran: Women’s Social Gains, Political and Cultural Restrictions, and
Islamic Feminism 198
Revolution: China and Iran 399
Iran: A Theocratic, Electoral Authoritarian Regime 434
Iran: From Participation and Reform to Renewed Repression 456
Iran: Struggling with the Blessings of Oil 621
19
Preface
We traded syllabi back and forth over the years, trying to combine the two
approaches. Our goal was to introduce a set of related concepts and then
immediately examine in some detail how they matter in the real world in a
comparative context. To do this, we started using two textbooks, one
conceptual and the other country-based, in an iterative fashion. But the
parts never fit together well, even if written by the same team. In
particular, we found that the conceptual books didn’t lend themselves well
to connecting key theoretical concepts to case study material. We also
found that the case studies in most country-based books were either too
detailed, leaving the student overwhelmed by unnecessary information, or
too simplistic, leaving the student without adequate knowledge with which
to understand the utility of the theoretical concepts.
20
economic theories and inserts case studies, where they best fit, of the U.S.
laissez-faire model, the German social market economy, and the Japanese
developmental state.
By the end of the book, students not only will have been introduced to a
wide array of important concepts and theoretical debates but also will have
learned a lot about each of the eleven countries. We do not and cannot
systematically examine all elements of all eleven as a standard country-by-
country book would. Instead, after a brief overview of each country in
chapter 2 to give students a basic context, we identify the most
conceptually interesting elements of each country. For instance, regarding
Japan, we cover the developmental state, the role of that state’s
bureaucracy and level of corruption, its electoral system, and the country’s
recent efforts to deal with globalization and resuscitate economic growth.
Regarding Germany, we cover the rise and structure of the Nazi regime,
Germany’s cultural nationalism and citizenship debates, its electoral
system, and its efforts to reform the social market economy and welfare
state in the face of globalization and European Union integration. The case
studies are organized and written in a way that allows students to
understand the context of the debates and concepts without having to read
an entire “country chapter” on each. And we keep the cases concise, which
leaves faculty members the option of lecturing to fill in any additional
detail that they may feel important or to provide comparisons with cases
not covered in a chapter.
21
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"I'm not your Lammikin, you are Miss Wolf!" cried the
saucy little girl, encouraged by a laugh from some of the
bystanders.
The idea took the fancy of Robin. "Had not the knights
to take a special vow of purity and obedience," he said;
"were they not to protect women, take up the cause of the
oppressed, and fight against evil wherever they met it? This
is exactly what we have to do. We have to set up our
banner on a Rock. Our weapons are not sword nor spear,
nor our armour the glittering casque and mail, but we have
to wield the sword of the Spirit, the Word of God, and wear
the breastplate of righteousness, and for a helmet the hope
of salvation."
"I don't care for seeing Romish cathedrals, still less for
staring into shops when I've no money to spend," replied
Robin. "I've been making inquiries as to how far it is to the
memorable bay, where St. Paul and his companions are said
to have landed after their shipwreck. I long to see the
place, and have just time to go there if I make all speed."
"I am not sure whether you have time for the
expedition," said Harold Hartley. "What if the 'Alligator'
should steam off without you? I doubt whether Captain
Gump would wait for the Queen herself."
"I shall take care not to be late," cried Robin; "only lend
me your watch."
Harold did so, and the active young Englishman went off
at full speed.
But the man's hand was not stretched out to receive the
precious gift; he shook his head, and said something in
Italian which Harold could not understand, except that it
implied refusal.
The heat was great; the paved street reflecting the rays
of the sun almost burned Miss Petty's thin boots, and sorely
tried her now blistered feet.
"Let's get the crier to go about the town," suggested Bolton,
laughing: "Lost—a Lammikin, a lively young Lammikin. Reward
offered
for her recovery—a shilling and a filagree silver brooch!"
"Let her go! Please, Mr. Priest, let her go!" cried Miss
Petty, not a little frightened, for a curious crowd was
gathering round, and dreadful stories which she had read of
the Inquisition flashed through the guardian's mind.
"I'm not likely to forget you, the only one for twenty
years and more who cared for my soul; and when you're at
your prayers, Mrs. Evendale, maybe you'll sometimes
remember me." The captain held out his broad, sunburnt
hand, which the missionary lady grasped kindly.
"May we meet—in heaven," she softly said.
The two were never to see each other again upon earth,
but often did the captain, as he studied his book, think of
her who had given it to him. It had not been given in vain.
Joyful surprises,
Flowers after frost,
Greetings and welcomings
Where prayer seemed lost.
Those we have sorrowed o'er
Shining above,
Swelling the harmony,
Sharing the love!
Almost all the male passengers kept the deck; but the
Princess, her companions, Miss Petty, and her charge stayed
below. Once poor Lammikin, making her escape from semi-
suffocation, rushed up on deck, bareheaded and barefooted,
to get a breath of air; but finding a good deal more air than
she liked, and being afraid of being blown over into the sea,
she dived down again into the cabin. There was not much
sleep on board the "Napoli" that night.
The fiery globe of the sun had now risen above the
sandy waste, bathing it in golden light. Some Arabs were
seen on the beach, evidently watching the movements of
the vessel, which was about to be anchored only a few
hundred yards from the shore. Cenci gave command to
some of his sailors to man a boat, and bring, if possible, a
pilot who knew the coast. Accordingly, three Lascars, who
spoke Arabic, got into the boat which was quickly lowered
from the vessel. The boat soon accomplished its little
voyage, and was drawn up on the beach. For some time
every eye on the deck of the "Napoli" watched with eager
interest what appeared like a conference between the
Lascars and their countrymen on shore. The meeting
seemed to be friendly, but apparently no pilot was at hand;
and it was necessary to seek one inland. In Oriental lands,
patience is a necessary virtue, and gradually those who
were in the "Napoli" made up their minds to wait quietly at
anchor until the pilot should come at last.
"All right," was the reply. "We will take care not to
wander far off."
CHAPTER IX.
CAUGHT.